AFC Expert
(Banken und Finanzdienstleistungen, 1000-5000 Mitarbeiter)
Schlagwörter
Geldwäschebekämpfung
Banking
Transaktionsmanagement
Compliance
Beratung
Financial Crime Compliance
Skills
As a trained banker and certified Anti-Money Laundering Specialist (CAMS), I offer a high level of competence and sound expertise in the areas of banking, compliance and money laundering prevention. I have more than 10 years of banking and consulting experience in various projects in compliance and anti-financial crime. In the past years, I have intensively worked on the topics related to KYC, transaction monitoring, money laundering prevention, sanctions and embargoes, as well as compliance management, and have gained profound knowledge in these areas.
Projekthistorie
06/2022
-
07/2023
− Professional interface to the compliance project, including the creation of project documents, such as front-to-end process designs and control plans − Implementations of the Three Lines of Defense Model
− Conducting AFC related GAP analysis and assessment of regulatory requirements
− Further development of the management of the European compliance group, including internal written regulations − Support in the area of training compliance specialists
− Support in the preparation of the annual risk analysis (money laundering/terrorist financing)
− Development of a groudwide risk and control self assessment and implementing control testing
− Development of a holisitc compliance training concept
− Conducting AFC related GAP analysis and assessment of regulatory requirements
− Further development of the management of the European compliance group, including internal written regulations − Support in the area of training compliance specialists
− Support in the preparation of the annual risk analysis (money laundering/terrorist financing)
− Development of a groudwide risk and control self assessment and implementing control testing
− Development of a holisitc compliance training concept
11/2021
-
05/2022
AML Expert
(Banken und Finanzdienstleistungen, 500-1000 Mitarbeiter)
− Completion of internal audit findings and implementation of appropriate measures
− Support in the implementation of AML monitoring and development of a set of rules for AML monitoring
− Development of an internal regulatory framework
− Support for the automation of the onboarding process for corporate clients
− Creation of a risk assessment for the screening model
− Preparation of the annual money laundering risk analysis
− Support in the implementation of AML monitoring and development of a set of rules for AML monitoring
− Development of an internal regulatory framework
− Support for the automation of the onboarding process for corporate clients
− Creation of a risk assessment for the screening model
− Preparation of the annual money laundering risk analysis
05/2021
-
10/2021
Sabbatical
09/2020
-
04/2021
Case Manager KYC Remediation
(Banken und Finanzdienstleistungen, >10.000 Mitarbeiter)
− Management and control of the customer portfolio for the entire Southern Region (>3000 corporate customers) within the framework of remediation
− Contact person for technical and organizational queries relating to the region's customer portfolio
− Close coordination and cooperation with the various departments (foreign vendors, back office corporate customers, IT and sales)
− Leading weekly meetings with the departments to review and ensure project progress
− Contact person for technical and organizational queries relating to the region's customer portfolio
− Close coordination and cooperation with the various departments (foreign vendors, back office corporate customers, IT and sales)
− Leading weekly meetings with the departments to review and ensure project progress
03/2020
-
08/2020
Sub-project lead KYCaaS
(Banken und Finanzdienstleistungen, 250-500 Mitarbeiter)
− Creation of a KYC policy in close coordination with the client
− Cooperating closely with the IT department and monitoring as well as coordinating the progress of the project (including stakeholder management)
− Preparation of work instructions and implementation of training for employees
− Quality assurance of the KYC software by evaluating and analyzing the KYC reports generated by the software
− Cooperating closely with the IT department and monitoring as well as coordinating the progress of the project (including stakeholder management)
− Preparation of work instructions and implementation of training for employees
− Quality assurance of the KYC software by evaluating and analyzing the KYC reports generated by the software
01/2019
-
02/2020
AFC/ Compliance Expert and Project Staff
(Banken und Finanzdienstleistungen, 500-1000 Mitarbeiter)
− Assessment and approval of money laundering risks for new and existing business with corporate clients in the real estate sector
− Handling of sanction list hits and suspected money laundering cases
− Active cooperation in the project for the implementation of the 5th EU Anti Money Laundering Directive (preparation of presentations, requirements management)
− Implementation of KYC analyses and documentation of audit procedures
− Regular and event-triggered reviews of existing customers and acceptance of new customers (client onboarding) in the corporate customer sector
− Handling of sanction list hits and suspected money laundering cases
− Active cooperation in the project for the implementation of the 5th EU Anti Money Laundering Directive (preparation of presentations, requirements management)
− Implementation of KYC analyses and documentation of audit procedures
− Regular and event-triggered reviews of existing customers and acceptance of new customers (client onboarding) in the corporate customer sector
10/2018
-
12/2018
KYC Analyst
(Banken und Finanzdienstleistungen, >10.000 Mitarbeiter)
− Assessment and approval of money laundering risks in new and existing business with corporate customers
− Conducting KYC analyses and documenting review processes and decisions
− Regular as well as event-triggered reviews of existing clients and execution of new client intake in the corporate client sector
− Conducting KYC analyses and documenting review processes and decisions
− Regular as well as event-triggered reviews of existing clients and execution of new client intake in the corporate client sector
10/2017
-
08/2018
Sub-project lead and Business analyst
(Banken und Finanzdienstleistungen, 5000-10.000 Mitarbeiter)
− Process analysis and optimization, under consideration of customer needs and the applicable regulatory framework conditions
− Conducting data analyses of payment transactions with regard to anomalies relevant to money laundering and setting up AML reporting
− Support in process optimization for payment transactions and other processes relevant according to the know-your-customer principle
− Conducting customer workshops to coordinate process optimizations
− Conducting data analyses of payment transactions with regard to anomalies relevant to money laundering and setting up AML reporting
− Support in process optimization for payment transactions and other processes relevant according to the know-your-customer principle
− Conducting customer workshops to coordinate process optimizations
01/2015
-
09/2017
Customer Support & Financial Advisor
(Banken und Finanzdienstleistungen, 500-1000 Mitarbeiter)
Zertifikate
Reisebereitschaft
Verfügbar in den Ländern
Deutschland
Willingness to travel: Flexible
Available: Full time/ By arrangement
