berufserfahrener Compliance Experte | GRC |
aktuell Trust Assurance Consultant beim World's leadign eSignature Provider [DocuSign]
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Compliance, Interne Revision Verantwortung Bafin-reguliertes – Kontoinformationsdienst nach ZAG Fintech/Wealthtech
- Beauftragter Geldwäsche nach KWG
- Beauftragter Interne Revision nach MaRisk AT 4.4.3
- Beauftragter Compliance nach MaRisk AT. 4.4.2
- Informationssicherheitsbeauftragter nach BAIT (4)
Langjährige Berufserfahrung als Senior Manager Consultant | | Risk Advisory @ Internationales Netzwerk unabhängiger Prüfungs- und Beratungsgesellschaften
- Finance- & Payment-minded accomplished executive with comprehensive experience in Banking & Finance, Risk & Compliance Management (RCM) in the Financial Industry
- Expertise in directing all phases of project management, establishing and implementing innovative ideas
- Expert in Compliance AISP
- Skilled in Project Management Execution:
MaRisk | BAIT/ZAIT | PSD II | GDPR | WpHG | MiFID | PCI | KWG | AML | KYC | GDPR
- Organized + Detailed , excellent follow through skills+ ability to work independently
• Compliance
1. CMS: Compliance Management System
2. ERM: Enterprise Risk Management
3. ICS: Internal Control System
4. AML: Anti Money Laundering Measurements / AFC: Anti Financial Crime)
5. CSR: Corporate Social Responsibility (Business Conduct Guidelines)
6. ESG: Environmental Sustainability Governance
6.1 UN Sustainable Development Goals (SDGs / Agenda 2030)
6.2 Global Reporting Initivative (GRI) GRI 2: General Disclosures 2021 als Universal Standard
#Regulatory as account information service provider (AISP) according to ZAG
• Data Protection
1. Aufbau Datenschutzkonzept
2. Meetings mit Banken hinsichtlich datenschutzrechtlicher Stellungnahmen
3. Training der Belegschaft
• IT Compliance | Governance als BISO: Business Information Security Officer
1. ISMS: Information Security Management System
2. BCM: Business Continuity Management inkl. BIA Business-Impact-Analysis
3. SIEM: Security Information Event Management
4. RA; Riskanalysis
5. IAM: Identity Access Management
• Annual financial statements
(year-end Audit) 2020/2021 according to RechZahlV or ZahlPrüfbV
ordination of the audit results and recommended measures with the managers of the audited entity
• Preparation of the audit reports in German and English language
• Further development of test programs
• Evaluation of business processes in terms of effectiveness and efficiency
• Analysis of the need for optimisation and development of improvement proposals