Schlagworte
Finanzen
Sql Data Warehouse
Automatisierter Handel
Jira
Audits
Compliance
Handelsplattform
Aktienhandel
Financial Risk Management
Gap-Analyse
Skills
Project Manager | IT | Regulatory | Agile | Finance
- Gap Analysis
- Requirement definition
- Implementation Lead
- Strategy alignment
Projekthistorie
01/2017
-
12/2022
Project Manager - Wealth Management
UBS Switzerland AG
Serve as subject global project lead for regulatory programs focusing on best execution and investor protection whilst leading
for divisional implementation for data security and digital sales processes with human adivce. Emphasis on regulatory and
digitisation programs as well as on investment and trading platforms. Oversee regulatory reforms i.e. MiFID II, TCFD, Brexit,
Russian Sanctions. Involved in industry forums (FIX and ISDA) as UBS representative in order to contribute to industry
standard.
* Global Lead for big data benchmarking capabilities for EQ/FI/SP/FX products, adapted associated controls and
ownership of relevant internal and external documentation (vendor contracts, client GTCs public information) .
* Performed optimum execution processes in buy side Trade flows for front to back
* Examined 1.2B trades p.a. for execution quality data, resulting in achieving best execution gold standard.
* Accomplished flawlessly upgradation of a global best execution committee to a level of management committee -1.
And served as SME in a post merger integration.
for divisional implementation for data security and digital sales processes with human adivce. Emphasis on regulatory and
digitisation programs as well as on investment and trading platforms. Oversee regulatory reforms i.e. MiFID II, TCFD, Brexit,
Russian Sanctions. Involved in industry forums (FIX and ISDA) as UBS representative in order to contribute to industry
standard.
* Global Lead for big data benchmarking capabilities for EQ/FI/SP/FX products, adapted associated controls and
ownership of relevant internal and external documentation (vendor contracts, client GTCs public information) .
* Performed optimum execution processes in buy side Trade flows for front to back
* Examined 1.2B trades p.a. for execution quality data, resulting in achieving best execution gold standard.
* Accomplished flawlessly upgradation of a global best execution committee to a level of management committee -1.
And served as SME in a post merger integration.
12/2022
-
12/2022
Associate Portfolio Manager
Mutares Private Equity AG
12/2022
-
12/2022
Junior Risk Manager
Siemens Financial Services GmbH
01/2016
-
01/2017
Senior Consultant/Manager - Capital Markets Advisory and Implementation
PwC Advisory GmbH
Provided advisory for regulatory compliance for EMIR and MiFID Trading with strong focus on Best Execution. Resolved
planned and scheduled problem within two weeks assisted clients in gaining understanding about situation and initiating
necessary procedures.
* Enhanced client relationships and serve as initial point of contact for future investigations.
planned and scheduled problem within two weeks assisted clients in gaining understanding about situation and initiating
necessary procedures.
* Enhanced client relationships and serve as initial point of contact for future investigations.
01/2015
-
01/2016
Technical Engineer
COPS - Professional Services & Consulting GmbH
Executed portfolio management software and related order entry channel. Supported client in streamlining processes and
reducing manual/heterogeneous fund management operations activities.
* Emphasised on automated rebalancing procedures for exchange-traded/fixed-income funds.
* Achieved that 7B of funds are managed in accordance with the established procedure.
reducing manual/heterogeneous fund management operations activities.
* Emphasised on automated rebalancing procedures for exchange-traded/fixed-income funds.
* Achieved that 7B of funds are managed in accordance with the established procedure.
01/2013
-
01/2015
Consultant
Schweers Kemps und Schuhmann Advisory GmbH
Provided regulatory consulting to clients on project authority as well as focused on regulatory reporting. Developed new
regulatory requirements and implemented new processes/guidelines, such as, EMIR, FATCA, MIFID II, and BISTA.
* Facilitated client in exceeding complex legal criteria necessary to maintain banking license with transparency
throughout a lengthy procedure
regulatory requirements and implemented new processes/guidelines, such as, EMIR, FATCA, MIFID II, and BISTA.
* Facilitated client in exceeding complex legal criteria necessary to maintain banking license with transparency
throughout a lengthy procedure
Reisebereitschaft
Weltweit verfügbar
