Senior Business Consultant / Senior Program/Project Leader

Manual repairs
Design of key performance indicators and definition measures to reduce Sega manual repair fees
 
Securities deliveries (DEGA)
Renewal of securities deliveries application (SME / UAT)
 
Settlements
Development of an SSI engine for DFP / DVP settlements
 
Trading administration
Renewal of legacy trade booking  engine

ISO 15022
Migration to Swift ISO 15022
 
Securities lending
Design and implementation of a securities lending desk
 
Core banking platform
Replacement of legacy core banking (BOSS) with Olympic
 
E-banking
Implementation of E-Banking tool (sobaco) / interface to Operations / set of client support desk
 
Inducements
Implementation of a fund retrocession tool
 
Global securities master file
Implementation of a global securities master file for a  global wealth manager
 
Tax reporting
Outsourcing of German client tax statements. Implementation of new Tax Software for CH & generic statements, including Capital gain calculation (HIFO/LIFO/FIFO/…)
 
DR / BCM
Elaboration of a disaster recovery / business Continuity Management concept
 
Core banking Platform
Evaluation of GEOS as potential core banking platform (for operations)
 
Client onboarding & account life cycle management
Definition of business content, process and workflow needs for the ICOS platform.
Business consultant lead

B & C Shares
Take over of B & C Share portfolio from a bank aquisition. Implementation within the new bank system and process Landscape
 
Market authority
Rule engine for pre & post trade validations on securities transactions (5 booking centres / HOST & Olympic)
 
New safekeeping accounting
Renewal of J securities safekeeping accounting module / development of a client custodian link

Stamp duty
Implementation of a CH stamp duty module for Cross unit relationships & EAM in foreign booking Centres ( 4 booking Centres)
 
TRAX
Central transaction accounting repository (cash & securities) – project quality assurance

Standard settlement instructions (SSI)
Renewal of SSI engine for DFP / DVP Settlements

Final withholding tax
Implementation of FWhT for UK and Austria
 
STP processing Monaco & Bahamas
Automation of securities trades for the Monaco & Bahamas booking centres (all security types including NTF / AI)
 
Traspaso (tax compliance)
Enable Spanish domicile clients to perform capital gain tax deferrals on registered tax compliant funds (white label provider)
 
Market Access (E-Trading)
Integration of Margin based E-trading tool (white label)

EAM application
Decommission legacy applications and bridge missing functionality into our IAM online portal. (global custody and Independent asset managers client segment)


Bank integration
Staff on boarding – training / floor Runner support
 
Tax Reporting Spain
Implementation of Spanish Easy tax module for client tax statements and Modelo 720

Core banking platform
Provider pre-selection (2011 & 2014)
 
 

Definition of Business Transformation programmes

FCA compliance
Compliance with FCA (UK) regulations for financial promotion
 
Mifid2/Fidleg
Set up and lead of a global programme

Operating model
Analysis of the Organisation and systems of an asset management group. Definition of a new target operating model to integrate  fund & asset mgmt. into the a major banking group.

Client lifecycle mgmt.
Analysis and definition of generic and specific onboarding and client lifecycle account mgmt. business rules to enable the parameterisation of the CLM application and Avaloq core banking systems.